thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: thyssenkrupp AG
22.05.2024 / 11:48 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | thyssenkrupp AG | | Street: | thyssenkrupp Allee 1 | | Postal code: | 45143 | | City: | Essen Germany | | Legal Entity Identifier (LEI): | 549300UDG16DOYUPR330 | 2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: Bank of America Corporation City of registered office, country: Wilmington, DE, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 1.74 % | 4.30 % | 6.04 % | 622531741 | | Previous notification | 1.91 % | 5.81 % | 7.72 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | DE0007500001 | 0 | 10850793 | 0.00 % | 1.74 % | | US88629Q2075 | 0 | 2411 | 0.00 % | 0.00 % | | Total | 10853204 | 1.74 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Physical Call Option | 21/06/2024 - 18/12/2026 | n/a | 5135800 | 0.82 % | | Right to Recall | n/a | n/a | 385126 | 0.06 % | | Rights of Use | n/a | n/a | 718379 | 0.12 % | | | | Total | 6239305 | 1.00 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Swaps | 13/06/2024 - 15/02/2029 | n/a | Cash | 15198388 | 2.44 % | | Put Option | 21/06/2024 - 18/12/2026 | n/a | Physical | 5336200 | 0.86 % | | | | | Total | 20534588 | 3.30 % | 8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | Bank of America Corporation | % | % | % | | NB Holdings Corporation | % | % | % | | BAC North America Holding Company | % | % | % | | Bank of America, National Association | % | % | % | | - | % | % | % | | Bank of America Corporation | % | % | % | | NB Holdings Corporation | % | % | % | | BofA Securities, Inc. | % | % | % | | - | % | % | % | | Bank of America Corporation | % | % | % | | NB Holdings Corporation | % | % | % | | BofAML Jersey Holdings Limited | % | % | % | | BofAML EMEA Holdings 2 Limited | % | % | % | | Merrill Lynch International | % | % | % | | - | % | % | % | | Bank of America Corporation | % | % | % | | NB Holdings Corporation | % | % | % | | BAC North America Holding Company | % | % | % | | Bank of America, National Association | % | % | % | | U.S. Trust Company of Delaware | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
22.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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| Language: | English |
| Company: | thyssenkrupp AG |
| thyssenkrupp Allee 1 |
| 45143 Essen |
| Germany |
| Internet: | www.thyssenkrupp.com |
| Weitere Informationen im Internet unter Investor Relations Further information can be found on our website under Investor Relations |
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| End of News | EQS News Service |
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