thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: thyssenkrupp AG
06.12.2023 / 18:05 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | thyssenkrupp AG | | Street: | thyssenkrupp Allee 1 | | Postal code: | 45143 | | City: | Essen Germany | | Legal Entity Identifier (LEI): | 549300UDG16DOYUPR330 | 2. Reason for notification | X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 2.7 % | 2.13 % | 4.83 % | 622531741 | | Previous notification | 3.35 % | 2.16 % | 5.51 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | DE0007500001 | 0 | 16810750 | 0 % | 2.7 % | | Total | 16810750 | 2.7 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right to recall lent shares | | At any time | 1392624 | 0.22 % | | Right of use over shares | | At any time | 6215422 | 1 % | | Long Call Option | 15/12/2023- 21/06/2024 | | 366300 | 0.06 % | | Right of use over ADR | | At any time | 5 | 0 % | | | | Total | 7974351 | 1.28 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Right of use over Exchangable bonds | | At any time | Physical | 2098 | 0 % | | Short put option | 15/12/2023- 19/12/2025 | | Physical | 5242500 | 0.84 % | | Long Call Option | 21/06/2024 | | Cash | 15472 | 0 % | | Short Put option | 21/06/2024 | | Cash | 21838 | 0 % | | | | | Total | 5281908 | 0.85 % | 8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Switzerland AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Americas Holding LLC | % | % | % | | UBS Americas Inc. | % | % | % | | UBS Financial Services Inc. | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Holding (No. 2) Ltd | % | % | % | | UBS Asset Management Holding Ltd | % | % | % | | UBS Asset Management (UK) Ltd | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Fund Management (Luxembourg) SA | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Switzerland AG | % | % | % | | UBS Fund Management (Switzerland) AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management (Singapore) Ltd | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Holding (No. 2) Ltd | % | % | % | | UBS Asset Management Holding Ltd | % | % | % | | UBS Asset Management Life Ltd | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Americas Holding LLC | % | % | % | | UBS Americas Inc. | % | % | % | | UBS Securities LLC | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Europe SE | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Americas Holding LLC | % | % | % | | UBS Americas Inc. | % | % | % | | UBS Asset Management (Americas) Inc. | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | Credit Suisse AG | % | % | % | | Credit Suisse International | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | Credit Suisse AG | % | % | % | | Credit Suisse Asset Management | % | % | % | | International Holding Ltd | % | % | % | | Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % | | Credit Suisse Funds AG | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
06.12.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
|
| Language: | English |
| Company: | thyssenkrupp AG |
| thyssenkrupp Allee 1 |
| 45143 Essen |
| Germany |
| Internet: | www.thyssenkrupp.com |
| Weitere Informationen im Internet unter Investor Relations Further information can be found on our website under Investor Relations |
| |
| End of News | EQS News Service |
1791005 06.12.2023 CET/CEST