Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Nordex SE
14.02.2025 / 19:51 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Nordex SE | | Street: | Erich-Schlesinger-Straße 50 | | Postal code: | 18059 | | City: | Rostock Germany | | Legal Entity Identifier (LEI): | 529900HVDYCUWVD0OE76 | 2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 3.4 % | 1.97 % | 5.37 % | 236450364 | | Previous notification | 3.27 % | 1.4 % | 4.67 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | DE000A0D6554 | 0 | 8046644 | 0 % | 3.4 % | | Total | 8046644 | 3.4 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right of Use over Shares | | At any time | 55687 | 0.02 % | | Right to Recall of Lent Shares | | At any time | 439934 | 0.19 % | | Long Call Options | 21/02/2025 | | 155800 | 0.07 % | | | | Total | 651421 | 0.28 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Short Put Options | 19/09/2025 | | Physical | 1000000 | 0.42 % | | Convertible Bond (DE000A351MA2) | 14/04/2030 | 14/04/2023 - 30/03/2030 | Physical | 1621107 | 0.69 % | | Swaps On Baskets | 26/01/2026 - 27/11/2026 | | Cash | 1375465 | 0.58 % | | | | | Total | 3996572 | 1.69 % | 8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Switzerland AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Holding (No. 2) Ltd | % | % | % | | UBS Asset Management Holding Ltd | % | % | % | | UBS Asset Management (UK) Limited | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management (Europe) S.A. | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Switzerland AG | % | % | % | | UBS Fund Management (Switzerland) AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | % | % | % | | Credit Suisse Asset Management International Holding Ltd | % | % | % | | Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % | | MultiConcept Fund Management S.A. | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
14.02.2025 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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| Language: | English |
| Company: | Nordex SE |
| Erich-Schlesinger-Straße 50 |
| 18059 Rostock |
| Germany |
| Internet: | www.nordex-online.com |
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| End of News | EQS News Service |
2086821 14.02.2025 CET/CEST