Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Nordex SE
08.03.2024 / 16:24 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Nordex SE | | Street: | Erich-Schlesinger-Straße 50 | | Postal code: | 18059 | | City: | Rostock Germany | | Legal Entity Identifier (LEI): | 529900HVDYCUWVD0OE76 | 2. Reason for notification | X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | X | Other reason: voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 3.99 % | 1.32 % | 5.31 % | 236,450,364 | | Previous notification | 4.04 % | 1.30 % | 5.35 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | DE000A0D6554 | 0 | 9,436,694 | 0.00 % | 3.99 % | | Total | 9,436,694 | 3.99 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right to Recall lent shares | | At any time | 1,021,786 | 0.43 % | | Right of use over shares | | At any time | 116,845 | 0.05 % | | | | Total | 1,138,631 | 0.48 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Convertible bonds (DE000A351MA2) | | 14.04.2023 - 30.03.2030 | Physical | 1,659,250 | 0.70 % | | Right of use over Convertible bonds (DE000A351MA2) | - | At any time | Physical | 12,715 | 0.01 % | | Put Option | 20/12/2024 | | Physical | 260,000 | 0.11 % | | Right to Recall Convertible bonds (DE000A351MA2) | - | At any time | Physical | 57,216 | 0.02 % | | Right of use over Convertible bonds (CH1317177728) | - | At any time | Cash | 1,067 | 0.00 % | | | | | Total | 1,990,248 | 0.84 % | 8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | UBS Group AG | % | % | % | | UBS AG | 3.78 % | % | % | | UBS Switzerland AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 3.78 % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Holding (No. 2) Ltd | % | % | % | | UBS Asset Management Holding Ltd | % | % | % | | UBS Asset Management (UK) Limited | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 3.78 % | % | % | | UBS Asset Management AG | % | % | % | | UBS Fund Management (Luxembourg) SA | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 3.78 % | % | % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Switzerland AG | % | % | % | | UBS Fund Management (Switzerland) AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 3.78 % | % | % | | UBS Americas Holding LLC | % | % | % | | UBS Americas Inc. | % | % | % | | UBS Securities LLC | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | Credit Suisse AG | % | % | % | | Credit Suisse International | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | Credit Suisse AG | % | % | % | | Credit Suisse (Schweiz) AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | Credit Suisse AG | % | % | % | | Credit Suisse Asset Management International Holding Ltd | % | % | % | | Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % | | Credit Suisse Funds AG | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
08.03.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
|
| Language: | English |
| Company: | Nordex SE |
| Erich-Schlesinger-Straße 50 |
| 18059 Rostock |
| Germany |
| Internet: | www.nordex-online.com |
| |
| End of News | EQS News Service |
1854949 08.03.2024 CET/CEST