MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: MorphoSys AG
03.05.2024 / 16:03 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | MorphoSys AG | Street: | Semmelweisstr. 7 | Postal code: | 82152 | City: | Planegg Germany | Legal Entity Identifier (LEI): | 529900493806K77LRE72 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. J.P. Morgan Securities plc
| 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 7.23 % | 1.36 % | 8.59 % | 37716423 | Previous notification | 7.48 % | 1.22 % | 8.70 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE0006632003 | 0 | 2728534 | 0.00 % | 7.23 % | Total | 2728534 | 7.23 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right to recall shares lent out | n/a | n/a | 42000 | 0.11 % | | | Total | 42000 | 0.11 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Convertible bonds | 16/10/2025 | 16/10/2025 | Physical | 335135 | 0.89 % | Cash-settled Call Options | 12/01/2026-02/01/2099 | Anytime | Cash | 3623 | 0.01 % | Physically-settled Put Options | 23/05/2024 | 23/05/2024 | Physical | 3125 | 0.01 % | Equity Swap | 05/09/2024 -27/11/2030 | 05/09/2024 -27/11/2030 | Cash | 128687 | 0.34 % | | | | Total | 470570 | 1.25 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | JPMorgan Chase & Co. | % | % | % | JPMorgan Chase Bank, National Association | % | % | % | J.P. Morgan International Finance Limited | % | % | % | J.P. Morgan Capital Holdings Limited | % | % | % | J.P. Morgan Securities plc | 4.26 % | % | 5.49 % | - | % | % | % | JPMorgan Chase & Co. | % | % | % | JPMorgan Chase Holdings LLC | % | % | % | J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % | J.P. Morgan Securities LLC | % | % | % | - | % | % | % | JPMorgan Chase & Co. | % | % | % | JPMorgan Chase Bank, National Association | % | % | % | J.P. Morgan International Finance Limited | % | % | % | J.P. Morgan Structured Products B.V. | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
03.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | MorphoSys AG |
| Semmelweisstr. 7 |
| 82152 Planegg |
| Germany |
Internet: | www.morphosys.com |
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End of News | EQS News Service |
1895289 03.05.2024 CET/CEST