BASF SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: BASF SE
10.06.2025 / 10:43 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | BASF SE | | Street: | Carl-Bosch-Straße 38 | | Postal code: | 67056 | | City: | Ludwigshafen Germany | | Legal Entity Identifier (LEI): | 529900PM64WH8AF1E917 | 2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 0.13 % | 4.85 % | 4.98 % | 892,522,164 | | Previous notification | 0.20 % | 4.96 % | 5.15 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | DE000BASF111 | 0 | 973,587 | 0 % | 0.11 % | | US0552625057 | 0 | 187,832 | 0 % | 0.02 % | | Total | 1,161,419 | 0.13 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right To Recall | Open | | 5,838,452 | 0.65 % | | Right Of Use | Open | | 74,920 | 0.01 % | | Call Option | 14.02.2029 | | 6,508,564 | 0.73 % | | Swap | 07.07.2031 | | 2,393,380 | 0.27 % | | Call Warrant | 07.07.2031 | | 1,985,837 | 0.22 % | | | | Total | 16,801,154 | 1.88 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Swap | 04.06.2035 | | Cash | 8,249,712 | 0.92 % | | Put Option | 16.12.2033 | | Cash | 3,022,425 | 0.34 % | | Put Option | 15.12.2028 | | Physical | 5,156,000 | 0.58 % | | Call Warrant | 29.11.2032 | | Cash | 946,919 | 0.11 % | | Call Option | 10.04.2037 | | Cash | 7,428,858 | 0.83 % | | Forward | 20.03.2026 | | Cash | 464,266 | 0.05 % | | Future | 16.12.2033 | | Cash | 1,220,071 | 0.14 % | | | | | Total | 26,488,252 | 2.97 % | 8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | The Goldman Sachs Group, Inc. | % | % | % | | GSAM Holdings LLC | % | % | % | | Goldman Sachs Asset Management, L.P. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GSAM Holdings LLC | % | % | % | | Goldman Sachs Asset Management Holdings LLC | % | % | % | | Goldman Sachs Asset Management UK Holdings I Ltd | % | % | % | | Goldman Sachs Asset Management UK Holdings II Ltd | % | % | % | | Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. | % | % | % | | Goldman Sachs Asset Management Holdings B.V. | % | % | % | | Goldman Sachs Asset Management International Holdings B.V. | % | % | % | | Goldman Sachs Asset Management B.V. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman, Sachs & Co. Wertpapier GmbH | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs (UK) L.L.C. | % | % | % | | Goldman Sachs Group UK Limited | % | % | % | | Goldman Sachs International Bank | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs Bank USA | % | % | % | | Goldman Sachs Bank Europe SE | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GS Global Markets, Inc. | % | % | % | | Goldman Sachs Finance Corp International Ltd | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Folio Financial, Inc. | % | % | % | | Folio Investments, Inc. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GS Finance Corp. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs & Co. LLC | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | The Goldman Sachs Trust Company, National Association | % | % | % | | The Goldman Sachs Trust Company of Delaware | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs (UK) L.L.C. | % | % | % | | Goldman Sachs Group UK Limited | % | % | % | | Goldman Sachs International | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
10.06.2025 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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| Language: | English |
| Company: | BASF SE |
| Carl-Bosch-Straße 38 |
| 67056 Ludwigshafen |
| Germany |
| Internet: | www.basf.com |
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| End of News | EQS News Service |
2153068 10.06.2025 CET/CEST