BASF SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: BASF SE
30.12.2024 / 12:35 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | BASF SE | | Street: | Carl-Bosch-Straße 38 | | Postal code: | 67056 | | City: | Ludwigshafen Germany | | Legal Entity Identifier (LEI): | 529900PM64WH8AF1E917 | 2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 0.12 % | 3.85 % | 3.97 % | 892,522,164 | | Previous notification | 0.21 % | 4.97 % | 5.17 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | US0552625057 | 0 | 184,959 | 0 % | 0.02 % | | DE000BASF111 | 0 | 865,786 | 0 % | 0.10 % | | Total | 1,050,745 | 0.12 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right To Recall | Open | | 193,022 | 0.02 % | | Right Of Use | Open | | 261,590 | 0.03 % | | Forward | 02.09.2025 | | 3,480 | 0.0004 % | | Call Warrant | 07.07.2031 | | 1,869,016 | 0.21 % | | Call Option | 18.12.2026 | | 4,074,800 | 0.46 % | | Swap | 07.07.2031 | | 2,350,029 | 0.26 % | | | | Total | 8,751,938 | 0.98 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Forward | 21.03.2025 | | Cash | 50,651 | 0.01 % | | Call Warrant | 29.11.2032 | | Cash | 672,471 | 0.08 % | | Swap | 20.12.2034 | | Cash | 8,822,159 | 0.99 % | | Call Option | 31.03.2035 | | Cash | 5,170,646 | 0.58 % | | Put Option | 16.12.2033 | | Cash | 3,146,821 | 0.35 % | | Put Option | 18.12.2026 | | Physical | 4,255,800 | 0.48 % | | Future | 16.12.2033 | | Cash | 3,468,583 | 0.39 % | | | | | Total | 25,587,131 | 2.87 % | 8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | The Goldman Sachs Group, Inc. | % | % | % | | GSAM Holdings LLC | % | % | % | | Goldman Sachs Asset Management, L.P. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GSAM Holdings LLC | % | % | % | | Goldman Sachs Asset Management Holdings LLC | % | % | % | | Goldman Sachs Asset Management UK Holdings I Ltd | % | % | % | | Goldman Sachs Asset Management UK Holdings II Ltd | % | % | % | | Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. | % | % | % | | Goldman Sachs Asset Management Holdings B.V. | % | % | % | | Goldman Sachs Asset Management International Holdings B.V. | % | % | % | | Goldman Sachs Asset Management B.V. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs Bank USA | % | % | % | | Goldman Sachs Bank Europe SE | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman, Sachs & Co. Wertpapier GmbH | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs (UK) L.L.C. | % | % | % | | Goldman Sachs Group UK Limited | % | % | % | | Goldman Sachs International Bank | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GS Global Markets, Inc. | % | % | % | | Goldman Sachs Finance Corp International Ltd | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Folio Financial, Inc. | % | % | % | | Folio Investments, Inc. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GS Finance Corp. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs & Co. LLC | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs (UK) L.L.C. | % | % | % | | Goldman Sachs Group UK Limited | % | % | % | | Goldman Sachs International | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
30.12.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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| Language: | English |
| Company: | BASF SE |
| Carl-Bosch-Straße 38 |
| 67056 Ludwigshafen |
| Germany |
| Internet: | www.basf.com |
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| End of News | EQS News Service |
2059155 30.12.2024 CET/CEST